|
For
Course Descriptions and Prices
Please Download The Catalog and
Order Form
PRIVATE
SECURITIES OFFERINGS
The
Series 82 is a limited registration category for associated persons
of a member firm in which investment banking and securities business
is limited solely to effecting sales of private securities offerings.
The
Series 82 Examination does not qualify a registered representative
in this category to effect sales of municipal or government securities,
or equity interests in or the debt of direct participation programs
(DPP securities). Moreover, the Series 82 Examination permits
a registered representative in this category only to effect sales
of private placement securities as part of a primary offering.
As such, representatives in this category will not be permitted
to effect resales or engage in secondary market trading of private
placement securities.
Candidates
seeking to effect sates of municipal or government securities,
or DPP securities, or effect resales or engage in secondary market
trading of private placement securities must register in one or
more of the other NASD limited representative categories, or as
General Securities Registered Representatives and pass the appropriate
qualification examination(s).
|
|
Topics |
Number
of Questions
|
|
1.
|
Characteristics
of corporate securities |
14
|
|
2.
|
Regulation
of The Market for Registered and Unregistered Securities |
45
|
|
3.
|
Analyzing
corporate securities |
15
|
|
4.
|
Handling
Customer Accounts and Industry Regulations |
26
|
With
Test-N-Learn Company you get the most advanced computer based
training available.
Copyright
© 1997-2008 Test-N-Learn Company. All rights reserved. "Test'n'Learn"
is a trademark of Test-N-Learn Co. "We Put You In A Class
By Yourself" is a trademark of Test-N-Learn Co. Other products
and companies referred to herein are trademarks or registered
trademarks of their respective companies or mark holders.
Test-N-Learn Company and its affiliates attempt to be as accurate
as possible. However, Test-N-Learn Company does not warrant that
product descriptions or other content of this document or its
web site is error-free. Prices
and other information in this document are subject to change without
notice.
|
