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For
Course Descriptions and Prices
Please Download The Catalog and
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UNIFORM
SECURITIES AGENT
The
Uniform Securities Agent Law Examination consists of 65 multiple
choice questions covering the topics listed in the study guide.
Applicants are allowed 75 minutes to complete the examination.
Candidates must attain scores of 70% in order to pass. Of the
65 questions on the exam, 60 will count toward the final score.
The remaining 5 questions are being pre-tested for possible inclusion
in the operational question bank. These questions may appear anywhere
in the exam and are not identified. 5 additional pre-test questions
do not count towards score.
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Topics |
Percentage
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1.
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Registration
of Persons |
30%
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2.
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Securities |
25%
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3.
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Business
Practices |
35%
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4.
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Administrative
provisions and other remedies |
10%
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and other information in this document are subject to change without
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