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For
Course Descriptions and Prices
Please Download The Catalog and
Order Form
CORPORATE
SECURITIES
The
Corporate Securities Limited Representative Qualification Examination
(Series 62) is used to qualify individuals seeking registration
with the National Association of Securities Dealers, Inc. (NASD)
under By-Laws Article III, Section 2, and the Membership and Registration
Rules. Registered representatives in this category of registration
may trade common and preferred stocks, corporate bonds, rights,
warrants, closed-end investment companies, money-market funds,
privately issued mortgage-backed securities, other asset-backed
securities, and REITS. This category, by itself, does not allow
a registered representative to trade municipal securities, direct
participation programs, other securities registered under the
Investment Company Act of 1940, variable contracts, nor options.
Candidates seeking to trade these latter products must also register
in one or more of the NASD's other limited representative categories,
or as General Securities Registered Representatives.
The
NASD Series 62 is comprised of 115 questions and 150 minutes of
testing time is allowed to complete the examination. A minimum
passing score is 70%.
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Topics |
Percentage
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1.
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Characteristics
of corporate securities |
38%
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2.
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Market
for corporate securities |
21%
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3.
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Valuing
corporate securities |
14%
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4.
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Handling
customer account |
42%
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and other information in this document are subject to change without
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