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Course Descriptions and Prices
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MUNICIPAL
SECURITIES
The
Municipal Securities Principal qualification examination ("Munis")
measures a candidate's knowledge of the rules and federal statutory
provisions applicable to a broker, dealer, or municipal securities
dealer and the supervision of the activities of municipal securities
representatives.
The
examination consists of 100 multiple choice questions, with a
passing grade set at 70%. Candidates are allowed three hours to
complete the examination.
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Topics |
Number
of Questions
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1.
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Federal
Regulations |
5%
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2.
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General
Supervision |
24%
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3.
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Sales
Supervision |
22%
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4.
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Origination
and Syndication |
23%
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5.
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Trading |
8%
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6.
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Operations |
18%
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as possible. However, Test-N-Learn Company does not warrant that
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and other information in this document are subject to change without
notice.
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