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The
Registered Options Principal qualification examination is designed
to test a candidate's knowledge of the rules and statutory provisions
applicable to the supervisory managment of a firm's options
personnel and options accounts. The NASD ROP examination is
composed of 125 multiple choice questions with a maximum of
3 hours testing time allowed to complete the examination.
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Topics
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Number
of Questions
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Investment
strategies
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36
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Supervising
Sales Practice
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71
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Trading
procedures and business conduct
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19
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